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Securities and Futures Textbook and Exam Prep Software

Once Securities Textbook and Exam Prep Software orders have been processed and shipped they are non-refundable.

Course/State Requirements
The National Association of Securities Dealers (NASD) requires any securities professional associated with a member firm to be register with NASD. One of the steps in gaining registration is passing specific NASD administered examinations. To find the most up to date information about the different examinations and qualification please visit the NASD website at http://www.nasd.com.
If you would like to go directly to the Registration, Testing and Qualifications page please use this link http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=1056.
Most NASD administered examinations require you to be sponsored by an NASD member firm, a self-regulatory organization, a state regulator or an exchange. The sponsoring entity will either submit the application for you, or provide you with further instruction on how to submit the application. Once again all information can be found by visiting the NASD website.





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